Women in Compliance Awards 2018 – Nomination

Seonaid Mackenzie has been shortlisted in the Women in Compliance Awards 2018 within the “The Mentor Award of the Year for Advancement of Women in Compliance” category.
The award ceremony takes place on 22nd March 2018 and celebrates the achievements of female compliance professionals in the changing and dynamic Financial Services Industry, across multi-national companies and in all sectors that have Compliance Departments.
To read more about the awards please visit their website: Women In Compliance Awards

Seonaid Mackenzie, has had a 31 year career in the City, having been a stockbroker, fund manager, as well as operating UK funds, and fund raising for private companies and funds, and sat as a non-exec in financial services or SMEs over this time. Seonaid founded Sturgeon Ventures LLP as a “single family office” in 1998 investing in public and private companies. The Principal died in 2004, leaving behind a trust for a child. Those funds today are passively managed, and so Sturgeon, took a new active business line and became the pioneer coining the phrase the regulatory incubator for financial services starting in the year 2000, known by some as an Regulatory Umbrella Service, or Regulatory Hosting Platform. In 2013, Sturgeon Ventures became an Investment Advisor with the SEC, and in 2014 an AIFM (Alternative Investment Fund Manager) and Operator of Collective Investment Schemes and AIFM Solutions.  Sturgeon Ventures is also a member of AIMA (Alternative Investment Management Association).  The firm has ‘incubated over 110+ start ups since this business model began’. The clients include fund managers with various strategies, third party fund raisers, corporate finance firms, family offices, amongst others.

 

You May Like To Read

Sturgeon Venture’s Awards
Sturgeon Compliance Services
Equality and Diversity

Sturgeon Ventures Compliance Consultancy 2020

Sturgeon Ventures – Compliance Consultancy of the year – UK

Leaders in Law recognised Sturgeon Ventures' expertise by awarding them their Compliance Consultancy of the Year - UK.  This award is part of its Global Awards Winners 2020 programme. (more…)

Possible Consequences of the Unauthorised use of Third Party Logos

Possible Consequences of the Unauthorised use of Third Party Logos

Sturgeon Ventures (Sturgeon) contacted Womble Bond Dickinson to discuss the possible consequences of the unauthorised use of third party logos in the advertising and promotion of a UK business or

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK.

Sturgeon Ventures awarded Start-up Compliance Consultancy of the Year – UK

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK. (more…)

FCA FSMA and Trade Marks and trading names

Company names, trading names and trade marks 

Sturgeon Ventures, after noticing an increase in the number of Financial Conduct Authority (FCA) Regulated Firms which have adopted trading and/or registered company names which are the same as those

Sturgeon Ventures signs PRI

Sturgeon now a signatory of the PRI

Sturgeon Ventures is delighted to announce that it is now a signatory to the Principles for Responsible Investment (PRI).  We are joining more than 2,000 other organisations around the world

Sturgeon’s Easter Message

The Easter egg is normally a symbol of new life, creativity, change and hope.  We think of our clients and community as part of the Sturgeon Family. (more…)

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

(more…)

Agile working at Sturgeon Ventures

Sturgeon Ventures share their top tips for agile working

Sturgeon Ventures have championed agile working and remote working since their inception in 1998. Over the past couple of weeks, we haven't been holding our team meetings on a Wednesday,