AIFM Solutions

AIFM SolutionsSince 2000, Sturgeon Ventures has been working as a Delegated Solution under the Alternative Investment Fund Managers Directive (AIFMD). Our AIFM Solutions continue to grow alongside the launch of well known industry names as our partners and we have Global Platforms in a number of jurisdictions around the world, both onshore and offshore. These platforms can delegate to us in London or back to you in your home state. They allow a client to either launch as a sub-fund of an existing fund or their own structure as the Investment Manager and/or Risk Manager, in a number of locations. We work with leading administrators who specialise in open and closed ended funds, law firms both at local level and throughout the world, auditors, prime brokers and custodians.

We let you choose your own partners, at the end of the day they’re your partners too. We are jurisdiction neutral, however we have extensive experience in setting up AIFs in London, Malta, Luxembourg, Ireland, Gibraltar, Guernsey, Jersey, Cayman Islands and even Mauritius which often chosen by some more exotic funds. Speed to market is dramatically reduced. We can also introduce you to Capital Introduction teams and to cost effective solutions.

Our clients benefit from our years of experience as the pioneer of the Regulatory Incubation business long before AIFMD came into our lives. Alternative Investment Fund Managers (AIFMs) are now finding out they have a lot more to do as regards their compliance regulations. The AIFMD put in place by the EU, creates a situation where AIFMs have to ensure that they have certain paperwork and structures in place if they are to be able to practice their profession.

AIFMD Requirements

We provide support for the AIFMD requirements.Regulatory Hosting

As part of our compliance work, we can ensure you have training, administration and management support that enables you to effectively and efficiently manage the requirements of the AIFMD. The demands are quite extensive, and include providing information to the FCA on the following issues:

  • Information about the persons who are actually conducting the business of the alternative investment fund manager. This means identifying the personnel who carry out the work that manages the funds.
  • A full program of activity that is connected to the fund management. This is an outline of all the processes and mid to long-term plans that the AIFM has. The information required here is extensive.
  • The remuneration policies and practices of the fund managers also have to be outlined. The level of detail here is again extensive, and hints at the transparency that has resulted due to the directive being put into place.
  • The fund managers also have to be quite clear on the details of any arrangements for the delegation of activities to third parties. This again illustrates just how transparent the process is in the wake of the global financial meltdown. The European Union is obviously aiming at finding out everything it can about the practices of alternative investment fund managers. This is an attempt to push towards the full transparency of financial processes.
  • When it comes to the funds that they want to manage AIFMs also have to give full information on the investment strategies they intend to follow. This is different to what came before, and again illustrates just how much information is required until the European Union are satisfied that all dealings are transparent and have integrity.

Sturgeon Ventures AIFM

The Plover Bird cleans the crocodile’s teeth and gets a hearty meal. The ultimate partnership.

We can provide you with support by taking some of the processes out of your hands.

We have experience in dealing with the paperwork and administration involved in meeting the requirements of the Directive.  We are confident we can provide a service that reduces your workload and allows you to get on with managing the investments you have been entrusted with.

 


Other Services

Corporate Finance

Compliance Services

Sturgeon Ventures LLP became a Carbon Neutral Plus Organisation

Sturgeon Ventures – A Carbon Neutral Plus Organisation

Sturgeon Ventures LLP became a Carbon Neutral Plus Organisation on 14th July 2020.   This status is a strong demonstration of our true low carbon credentials. (more…)

Investment Management Advisory Firm

Investment Management Advisory Firm of the year – UK

Sturgeon Ventures are delighted to announce that they have been awarded Winner of the Global Advisory Experts Award for Investment Management Advisory Firm of the Year in the United Kingdom

Sturgeon Ventures Regulatory Umbrella

If Sturgeon did art exhibitions…

To add variety to our Team Meetings, this week we asked everyone to show their self-portrait and here they are.  Can you guess Who's Who? Visit our Team Page for

Sturgeon Ventures Compliance Consultancy 2020

Sturgeon Ventures – Compliance Consultancy of the year – UK

Leaders in Law recognised Sturgeon Ventures' expertise by awarding them their Compliance Consultancy of the Year - UK.  This award is part of its Global Awards Winners 2020 programme. (more…)

Possible Consequences of the Unauthorised use of Third Party Logos

Possible Consequences of the Unauthorised use of Third Party Logos

Sturgeon Ventures (Sturgeon) contacted Womble Bond Dickinson to discuss the possible consequences of the unauthorised use of third party logos in the advertising and promotion of a UK business or

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK.

Sturgeon Ventures awarded Start-up Compliance Consultancy of the Year – UK

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK. (more…)

FCA FSMA and Trade Marks and trading names

Company names, trading names and trade marks 

Sturgeon Ventures, after noticing an increase in the number of Financial Conduct Authority (FCA) Regulated Firms which have adopted trading and/or registered company names which are the same as those

Sturgeon Ventures signs PRI

Sturgeon now a signatory of the PRI

Sturgeon Ventures is delighted to announce that it is now a signatory to the Principles for Responsible Investment (PRI).  We are joining more than 2,000 other organisations around the world