Start-Up Consultancy Services

The Regulatory Umbrella services of Sturgeon Ventures can project-manage your UK market entry and introduce you to committed and established companies across a range of professional disciplines. By liaising early with the right partners you can plan your market entry effectively, to get your whole project planned and implemented with maximum effectiveness.

Compliance Consultancy Services for Authorisation
Compliance Consultancy Services for Authorisation

Compliance Consultancy Services to become Directly FCA Authorised & Regulated

While we can help companies in any industry, we specialise in the Financial Services sector. We provide both fully managed and simple introductory services, including our Authorisation Service. This is where we work alongside many trusted firms when it is not our specialty sector, like banking licenses, where we have successfully introduced our clients within our ongoing compliance framework.

We can help write your business plan, recruit management and support staff to get your UK project underway. Once you’re established, we can provide one of our senior consultants to sit on your UK board as Compliance Director and/or to adopt the required regulatory positions for certain “Controlled Functions” such as being responsible for Locum CF30s investment advisors and investment managers.

Our policy is to provide free advice and information prior to signing formal agreements so you can do any necessary research you need before committing to financial cost. To find out more about how we can help your company enter the UK Financial Services market please contact us.
Sturgeon Ventures Regulatory Incubation

Other Services

Regulatory Umbrella Services
Regulatory Incubation
AIFM Solutions


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For more information visit: http://hedgefunds.financial.thomsonreuters.com/resources/podcasts

Possible Consequences of the Unauthorised use of Third Party Logos

Possible Consequences of the Unauthorised use of Third Party Logos

Sturgeon Ventures (Sturgeon) contacted Womble Bond Dickinson to discuss the possible consequences of the unauthorised use of third party logos in the advertising and promotion of a UK business or

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK.

Sturgeon Ventures awarded Start-up Compliance Consultancy of the Year – UK

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK. (more…)

FCA FSMA and Trade Marks and trading names

Company names, trading names and trade marks 

Sturgeon Ventures, after noticing an increase in the number of Financial Conduct Authority (FCA) Regulated Firms which have adopted trading and/or registered company names which are the same as those

Sturgeon Ventures signs PRI

Sturgeon now a signatory of the PRI

Sturgeon Ventures is delighted to announce that it is now a signatory to the Principles for Responsible Investment (PRI).  We are joining more than 2,000 other organisations around the world

Sturgeon’s Easter Message

The Easter egg is normally a symbol of new life, creativity, change and hope.  We think of our clients and community as part of the Sturgeon Family. (more…)

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

(more…)

Agile working at Sturgeon Ventures

Sturgeon Ventures share their top tips for agile working

Sturgeon Ventures have championed agile working and remote working since their inception in 1998. Over the past couple of weeks, we haven't been holding our team meetings on a Wednesday,

Sturgeon Ventures Brexit Updates

Brexit Update w/c 23/3/20

Read on for this week's Brexit Update. (more…)