Start-Up Consultancy Services

The Regulatory Umbrella services of Sturgeon Ventures can project-manage your UK market entry and introduce you to committed and established companies across a range of professional disciplines. By liaising early with the right partners you can plan your market entry effectively, to get your whole project planned and implemented with maximum effectiveness.

Compliance Consultancy Services for Authorisation
Compliance Consultancy Services for Authorisation

Compliance Consultancy Services to become Directly FCA Authorised & Regulated

While we can help companies in any industry, we specialise in the Financial Services sector. We provide both fully managed and simple introductory services, including our Authorisation Service. This is where we work alongside many trusted firms when it is not our specialty sector, like banking licenses, where we have successfully introduced our clients within our ongoing compliance framework.

We can help write your business plan, recruit management and support staff to get your UK project underway. Once you’re established, we can provide one of our senior consultants to sit on your UK board as Compliance Director and/or to adopt the required regulatory positions for certain “Controlled Functions” such as being responsible for Locum CF30s investment advisors and investment managers.

Our policy is to provide free advice and information prior to signing formal agreements so you can do any necessary research you need before committing to financial cost. To find out more about how we can help your company enter the UK Financial Services market please contact us.
Sturgeon Ventures Regulatory Incubation

Other Services

Regulatory Umbrella Services
Regulatory Incubation
AIFM Solutions


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For more information visit: http://hedgefunds.financial.thomsonreuters.com/resources/podcasts

Sturgeon’s Easter Message

The Easter egg is normally a symbol of new life, creativity, change and hope.  We think of our clients and community as part of the Sturgeon Family. (more…)

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

(more…)

Agile working at Sturgeon Ventures

Sturgeon Ventures share their top tips for agile working

Sturgeon Ventures have championed agile working and remote working since their inception in 1998. Over the past couple of weeks, we haven't been holding our team meetings on a Wednesday,

Sturgeon Ventures Brexit Updates

Brexit Update w/c 23/3/20

Read on for this week's Brexit Update. (more…)

Spring’s Arrival – Good News

At a time of confusion and unprecedented situations, it’s good news to know that Spring starts earlier than usual on Friday 20th March (normally 21st March) first time in 124

Seonaid speaks at Southborough School

Seonaid speaks at Southborough High School

Seonaid spent the morning of 14th February at  Southborough High School talking to a group of Year 10 and 12 students about working in the Financial Services industry and her

The Tech Nation Report 2020 – Good news for UK Tech Sector

The Tech Nation Report 2020 has been released and is a very encouraging read for inward investment into the UK’s Tech Sector returning for its sixth year. (more…)

Ted Talks – Bill Gates Insight on a Pandemic – 2015

Interesting Ted Talk from Bill Gates in 2015, following the Ebola outbreak in 2014, how this was managed and what needs to be done for planning, vaccine research and training