Regulatory Technology

Sturgeon’s Regulatory Technology is known as  Compliance Automated Technology (CAT).  It is a best in class software providing a platform to manage efficiently governance, risk and compliance activities.

Our Dedicated Regulatory Technology and Financial Technology Partners

complay advantage Sturgeon Ventures

Comply Advantage – delivers an integrated anti-money laundering (AML) and Politically Exposed Persons (PEP) watchlist and search capability.  Our solutions assist our clients’ life cycle from onboarding to monitoring.  Our partnership with ComplyAdvantage allows you to run client and investor names through their systems.

Onepage CRM Sturgeon Ventures

OnePageCRM – OnePage CRM converted the complexity of a CRM into a “to do” list and have a special package for all our start ups and clients.

Value Added Services

Our suite of regulatory compliance software means that our time spent working with clients is concentrated on value-added services, rather than administrative or issue identification.  These functions along with compliance, risk monitoring and activity tracking are all managed with compliance automation.

Our on-boarding team are fully trained to work on regulatory workflow requirements.

All workflows and systems are:

  • Efficient
  • Scalable
  • Secure
  • Centralised
  • Customisable
  • Future proof

If you’d like to get in touch to discuss our regulatory and compliance services please email: hello@sturgeonventures.com or call 0203 167 4625

 

 


Or visit our services pages

Regulatory Umbrella 

Compliance Services

 

 

 

 

Sturgeon Ventures Compliance Consultancy 2020

Sturgeon Ventures – Compliance Consultancy of the year – UK

Leaders in Law recognised Sturgeon Ventures' expertise by awarding them their Compliance Consultancy of the Year - UK.  This award is part of its Global Awards Winners 2020 programme. (more…)

Possible Consequences of the Unauthorised use of Third Party Logos

Possible Consequences of the Unauthorised use of Third Party Logos

Sturgeon Ventures (Sturgeon) contacted Womble Bond Dickinson to discuss the possible consequences of the unauthorised use of third party logos in the advertising and promotion of a UK business or

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK.

Sturgeon Ventures awarded Start-up Compliance Consultancy of the Year – UK

Lawyers Worldwide Awards announced that Sturgeon Ventures have been awarded Start-up Compliance Consultancy of the year - UK. (more…)

FCA FSMA and Trade Marks and trading names

Company names, trading names and trade marks 

Sturgeon Ventures, after noticing an increase in the number of Financial Conduct Authority (FCA) Regulated Firms which have adopted trading and/or registered company names which are the same as those

Sturgeon Ventures signs PRI

Sturgeon now a signatory of the PRI

Sturgeon Ventures is delighted to announce that it is now a signatory to the Principles for Responsible Investment (PRI).  We are joining more than 2,000 other organisations around the world

Sturgeon’s Easter Message

The Easter egg is normally a symbol of new life, creativity, change and hope.  We think of our clients and community as part of the Sturgeon Family. (more…)

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

(more…)

Agile working at Sturgeon Ventures

Sturgeon Ventures share their top tips for agile working

Sturgeon Ventures have championed agile working and remote working since their inception in 1998. Over the past couple of weeks, we haven't been holding our team meetings on a Wednesday,