Regulatory Technology

Sturgeon’s Regulatory Technology is known as  Compliance Automated Technology (CAT).  It is a best in class software providing a platform to manage efficiently governance, risk and compliance activities.

Our Dedicated Regulatory Technology and Financial Technology Partners

complay advantage Sturgeon Ventures

Comply Advantage – delivers an integrated anti-money laundering (AML) and Politically Exposed Persons (PEP) watchlist and search capability.  Our solutions assist our clients’ life cycle from onboarding to monitoring.  Our partnership with ComplyAdvantage allows you to run client and investor names through their systems.

Onepage CRM Sturgeon Ventures

OnePageCRM – OnePage CRM converted the complexity of a CRM into a “to do” list and have a special package for all our start ups and clients.

Value Added Services

Our suite of regulatory compliance software means that our time spent working with clients is concentrated on value-added services, rather than administrative or issue identification.  These functions along with compliance, risk monitoring and activity tracking are all managed with compliance automation.

Our on-boarding team are fully trained to work on regulatory workflow requirements.

All workflows and systems are:

  • Efficient
  • Scalable
  • Secure
  • Centralised
  • Customisable
  • Future proof

If you’d like to get in touch to discuss our regulatory and compliance services please email: hello@sturgeonventures.com or call 0203 167 4625

 

 


Or visit our services pages

Regulatory Umbrella 

Compliance Services

 

 

 

 

Sturgeon’s Easter Message

The Easter egg is normally a symbol of new life, creativity, change and hope.  We think of our clients and community as part of the Sturgeon Family. (more…)

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

Shortlisted as one of three finalists for The Lifetime Achievement for Contribution to the Compliance Community at The Women in Compliance Awards

(more…)

Agile working at Sturgeon Ventures

Sturgeon Ventures share their top tips for agile working

Sturgeon Ventures have championed agile working and remote working since their inception in 1998. Over the past couple of weeks, we haven't been holding our team meetings on a Wednesday,

Sturgeon Ventures Brexit Updates

Brexit Update w/c 23/3/20

Read on for this week's Brexit Update. (more…)

Spring’s Arrival – Good News

At a time of confusion and unprecedented situations, it’s good news to know that Spring starts earlier than usual on Friday 20th March (normally 21st March) first time in 124

Seonaid speaks at Southborough School

Seonaid speaks at Southborough High School

Seonaid spent the morning of 14th February at  Southborough High School talking to a group of Year 10 and 12 students about working in the Financial Services industry and her

The Tech Nation Report 2020 – Good news for UK Tech Sector

The Tech Nation Report 2020 has been released and is a very encouraging read for inward investment into the UK’s Tech Sector returning for its sixth year. (more…)

Ted Talks – Bill Gates Insight on a Pandemic – 2015

Interesting Ted Talk from Bill Gates in 2015, following the Ebola outbreak in 2014, how this was managed and what needs to be done for planning, vaccine research and training