Since 2000 we have incubated many start up companies including corporate finance boutiques, capital introduction companies and family office advisors. We have been a hosted solution for a number of different fund and managed account strategies as the portfolio manager. We assist through FCA application, and continue with compliance monitoring and/or work with many known and reputable compliance advisory firms.
Sturgeon Ventures was the pioneer of the wholesale use of the appointed representative. Until 2003, the appointed representative was used by IFAS and insurance companies to promote their services for retail clients.
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Recent news More posts »Seonaid Mackenzie of Sturgeon Ventures has been shortlisted for a Lifetime Achievement Award for Contribution to the Compliance Community. "...Recognising and celebrating the achievements female compliance professionals make every day in the world of compliance and business from every industry around the world. (more…)
For the fourth year running Sturgeon Ventures wins Regulatory Incubator 2020 by ACQ. Sturgeon Ventures are the pioneer of Regulatory Incubation, having coined the phrase in 2001. A great start to the year for Sturgeon Ventures with the United Kingdon - Best Practice Operator of the Year (Regulatory Incubation) ACQ5…
Sturgeon Compliance has been recognised again by the M&A annual awards programme winning the Financial Innovator 2020 award. (more…)
Almost half of UK financial services staff now covered by ground breaking Women in Finance Charter.
We are delighted to have been recognised for our offering in this our 18th year of Sturgeon Ventures history, since the launch of our Hong Kong Solution offering known as Sturgeon Hong Kong.
