Award Winning Sturgeon Ventures leading Compliance Consultancy in the UK We are pleased to announce a win at the recent Finance Monthly M&A Awards 2018. (more…)
Founded in 1998, Sturgeon Ventures is Authorised and Regulated by the FCA and a Registered Investment Advisor with the SEC. Sturgeon Ventures is the most established regulatory incubator for start-ups, coining the phrase Regulatory Incubator in 2001. We are a trusted partner, providing nurturing and bespoke solutions, including hosting platform, regulatory umbrella and regulatory ecosystem services.
Since 2000 we have incubated many start up companies including corporate finance boutiques, capital introduction companies and family office advisors. We have been a hosted solution for a number of different fund and managed account strategies as the portfolio manager. We assist through FCA application, and continue with compliance monitoring and/or work with many known and reputable compliance advisory firms.
Sturgeon Ventures was the pioneer of the wholesale use of the appointed representative. Until 2003, the appointed representative was used by IFAS and insurance companies to promote their services for retail clients.
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How Sarah Whitehead found Sturgeon Ventures
On 27th July, the FCA issued a Consultation Paper outlining new proposals for loan-based crowdfunding platforms. The consultation paper can be found at CP18/20: full consultation paper. (more…)
Sturgeon Ventures are pleased to announce that Seonaid will be one of the speakers at Capital Creation 2018. This event is held over 24th - 26th September 2018 in Monte Carlo and promises to inspire, connect and engage with experienced professionals. (more…)
Almost half of UK financial services staff now covered by ground breaking Women in Finance Charter.
We are delighted to have been recognised for our offering in this our 18th year of Sturgeon Ventures history, since the launch of our Hong Kong Solution offering known as Sturgeon Hong Kong.