Sturgeon Compliance has been recognised again by the M&A annual awards programme winning the Financial Innovator 2020 award. (more…)
Founded in 1998, Sturgeon Ventures is Authorised and Regulated by the FCA and a Registered Investment Advisor with the SEC. Sturgeon Ventures is the most established regulatory incubator for start-ups, coining the phrase Regulatory Incubator in 2001. We are a trusted partner, providing nurturing and bespoke solutions, including hosting platform, regulatory umbrella and regulatory ecosystem services.
Since 2000 we have incubated many start up companies including corporate finance boutiques, capital introduction companies and family office advisors. We have been a hosted solution for a number of different fund and managed account strategies as the portfolio manager. We assist through FCA application, and continue with compliance monitoring and/or work with many known and reputable compliance advisory firms.
Sturgeon Ventures was the pioneer of the wholesale use of the appointed representative. Until 2003, the appointed representative was used by IFAS and insurance companies to promote their services for retail clients.
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How Sarah Whitehead found Sturgeon Ventures
Read on for a recent press release from the Chartered Institute for Securities and Investment (CISI) on Sturgeon's corporate supporter partnership. "...Pioneering regulatory incubator Sturgeon Ventures has confirmed Chartered Institute for Securities & Investment (CISI) corporate supporter partnership status for its staff. (more…)
Sturgeon are pleased to announce that they have been awarded the M&A Global Awards Best Regulatory Incubator 2020. The awards follow strict guidelines which include: (more…)
Almost half of UK financial services staff now covered by ground breaking Women in Finance Charter.
We are delighted to have been recognised for our offering in this our 18th year of Sturgeon Ventures history, since the launch of our Hong Kong Solution offering known as Sturgeon Hong Kong.