Why you might ask? BREXIT is long behind us. The FCA and UK Treasury Review of the Appointed Representative Regime behind us. What if you are looking to set up in London or Berlin from the US or Canada?
An important update that was issued in October 2022 from the FCA on Trading names can be used by FCA Regulated Firms.
Critical Third Parties (CTPs) is a term used regularly by Financial Services companies in relation to Outsourcing, continuing from their work on Operational Resilience last year.
In June 2022, New Financial hosted the virtual launch of the fifth Annual Review of the HMT Women in Finance Charter. More than 400 people from across the Charter signatory network joined the session live online.
Sturgeon Ventures are delighted to announce that they have been awarded the Leading Regulated Incubation Services of the Year 2022 award from Acquisition International Magazine.
Thank you to everyone for donating to the Sturgeon Ventures/Aquapac Thames Walk Challenge for the RNLI bringing awareness to London of the River Thames RNLI Stations.
Sturgeon Ventures, the leading regulatory incubator, and regulatory host in the Wholesale Institutional Financial Services Industry – what sets Sturgeon apart from the newer competitors?
Nikhil Rathi Chief Executive of the Financial Conduct Authority (FCA) delivered a speech to the members at the CISI 30th Anniversary Dinner last month, highlighting many important points for the industry to be aware of.