InvestSure is a pioneering property development funding platform which launched with a new syndicated offering with no experience of regulated business. Seonaid, and her marvellous team, gave us the much needed guidance and support we needed whilst we learned about regulated transactions. They are a fabulous, warm hearted team and we have been grateful to have found them to help guide us through some difficult times.
Harris Williams & Co. is a preeminent middle market investment bank providing M&A advisory services to clients worldwide. As a US firm, having Sturgeon Ventures as our Regulatory Incubator was invaluable for the start-up of our United Kingdom subsidiary. Sturgeon assisted with the regulatory and corporate governance side of our business, from building the infrastructure and procedures to training our junior and senior professionals and assisting out public relations efforts by ensuring compliance with required financial promotions procedures.
https://www.harriswilliams.com/
We have had the pleasure of working with Sturgeon Ventures on a number of projects involving the setting up of funds and other regulated investment services businesses. We found in Sturgeon an invaluable partner, consistently professional and knowledgeable about the EU investment services framework, always proactive, receptive and available to discuss matters in order to work out intelligent and ad hoc solutions catering for the various needs of our common clients. February 2018
FCA Logo is never to be used in branding by FCA Regulated Firms, their Appointed Representative Firms or any other associated company.
Consumer duty refers to the responsibility of consumers to make informed and ethical choices when it comes to purchasing goods and services. It encompasses the idea that consumers should consider the impact of their consumption habits on society, the environment, and other stakeholders.
Why should we care, it’s just a little education, whilst pondering about why 15th January is called Blue Monday, I thought why the rainbow is a symbol of hope… and the educational piece came about.
Sturgeon Ventures supports Crosslight Advice and Seonaid Mackenzie is a trustee, this charity is having an impact on our society during these times of hardship www.crosslightadvice.org.
Sturgeon Ventures recently read that the FCA has launched a permanent Digital Sandbox for those involved in a variety of related themes, including – banking, payments, pensions and wholesale sell and buy-sides.
Sturgeon Ventures is pleased to share the latest press release from The Women in Finance Charter Annual Review 2022 and proud to say it has been a signatory to the Charter since its inception in July 2016.
Sturgeon Ventures likes to share great articles on important topics for our industry. See below for a recent article from Osborne Clarke on the issues around sustainable ESG performance or specific ESG-linked activities.
Sturgeon Ventures are pleased to announce that they have won the recent Lawyers Worldwide Awards 2023 for Start-up Compliance Consultancy Firm of the Year – UK.
