Best Regulatory Incubation Solutions Provider 2021 – Sturgeon Ventures

Sturgeon Ventures is pleased to announce that they have won Best Regulatory Incubation Solutions Provider 2021 from SME News – Greater London Awards.

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EU’s New Cross-Border Distribution Framework – Local Facilities in Member States

A legal update from Clerkin Lynch LLP and Sturgeon Ventures LLP.

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Google and firms that advertise financial services

A little education for Lead Generators who are currently advertising their Lead Services on Google; it may lead to other online advertisers to take a similar stance. 

Google in July has made it mandatory that Firms that Advertise Financial Services must be either directly FCA Approved or be an Appointed Representative Firm of a Principal Firm, by 30th August 2021

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Sturgeon Ventures now has a Tied Agent MiFID Passporting Solution in Germany for its Appointed Representatives and Directly Authorised Firms

Sturgeon Ventures now has a Tied Agent MiFID-Passporting Solution in Germany, to add to its other EEA Solutions, as part of its regulatory-ecosystem.

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Has the Appointed Representative Firm model for Regulatory Hosting and incubation changed in the UK since BREXIT?

Sturgeon Ventures LLP created and pioneered the wholesale Appointed Representative Firm in the early 2000s with the innovation of the market leading and award-winning, institutional Regulatory Incubation for starts ups and for overseas companies coming to the UK who wanted to set up a 1–2-person office, for example, to Arrange or Advise (depending on the Principal’s permissions to different categories of Clients).

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Crosslight’s Impact Report 2020/21

Crosslight is Sturgeon Ventures’ chosen charity and we are pleased to share their Impact Report for 2020/21.

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FCA’s CEO Speech at Women In Finance Annual Review

Last week Nikhil Rathi, the FCA’s CEO, made a speech at the launch of the HM Treasury Women in Finance Charter Annual Review on why diversity and inclusion are regulatory issues.

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Consequences of Brexit on UK AIFMs marketing in the EU

The consequences of the UK leaving the EU need to be considered, in particular the impact on full-scope UK AIFMs that became non-EEA AIFMs on Brexit.

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Sturgeon Ventures LLP wins Compliance Consultancy Firm of the Year in the UK

 

Sturgeon Ventures are pleased to announce that they have won Compliance Consultancy Firm of the Year – UK for the recent Corporate INTL awards.

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