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Sturgeon Ventures are the most established FCA Regulatory Incubator, having coined the phrase Regulatory Incubator in 2001. We are a trusted partner, providing nurturing and bespoke solutions, also known by some as an FCA Umbrella, Hosting Platform or Hosted Regulatory Solutions

SINCE 2000 WE HAVE INCUBATED MANY FIRMS INCLUDING AIFMS, HEDGE FUNDS, VENTURE CAPITAL FUNDS, CORPORATE FINANCE, PRIVATE EQUITY, CAPITAL INTRODUCTION, FAMILY OFFICES AND ENERGY MARKET PARTICIPANTS. WE ASSIST THROUGH FCA APPLICATION, AND CONTINUE WITH COMPLIANCE MONITORING.
STURGEON VENTURES PIONEERED THE USE OF THE WHOLESALE APPOINTED REPRESENTATIVE. UNTIL 2003, THE APPOINTED REPRESENTATIVE WAS USED BY IFAS AND INSURANCE COMPANIES TO PROMOTE THEIR SERVICES FOR RETAIL CLIENTS.

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Mar23

Management Responsibilities Map

Posted on Mar 23 by

March 2016 saw many FCA updates in the FCA Handbook, one which caught our eye as a change of phrase is Management Responsibilities Map for UK Relevant Authorised Person, strengthening accountability to be shown to the FCA and others doing due diligence on a firm. A firm must, at all…

The Chartered Institute for Securities & Investment The Worshipful Company of International Bankers World Presidents' Organization Alternative Investment Management Association
The Association of Professional Compliance Consultants AIFM Solutions The EIS Association (EISA)