MIFIDPRU Public Disclosure

Document  Sturgeon Ventures LLP  

Date as of: 31 July 2022  

For the period year ended: 31 March 2022 


1. Overview and summary  

Sturgeon Ventures LLP (the “Firm”) is Authorised and Regulated by the Financial Conduct  Authority (“FCA”). The firm has been an Investment Management and Corporate Finance  Firm since 2006. It is a MIFID and a Small Authorised UK Alternative Investment Fund  Manager (“AIFM”) (Sub-Threshold) (FRN: 452811).  

For the purposes of MIFIDPRU, the Firm has been classified as a small non-interconnected  (“SNI”) firm.  

The Firm has produced this Public Disclosure Document in line with the rules and requirements of MIFIDPRU 8, as applicable to SNI firms.  

This Public Disclosure Document has been prepared based on the audited financials as of 31  March 2022, covering the financial period 1 April 2021 to 31 March 2022.

2. Remuneration arrangements  

The Firm is making use of the transitional provisions in MIFIDPRU TP 12.9 whereby it is not  required to disclose remuneration information as the period of this Public Disclosure  Document begins before 1 January 2022.  

The Firm will publish its first full remuneration disclosure for the financial year ended 31  March 2023, covering the period 1 April 2022 until 31 March 2023.